Bellamy Concentrated Legacy SMA

SMA-7008 · Private Client Portfolio Operations (synthetic)

Blocked

1
Blocking: 1
Awaiting authorization: 0
Warnings carried

Strategy: US Large-Cap Direct Index, legacy overlay
Mandate: v1.0
Model: 2026.03.1
Rebalance window: Mar 18, 2026 – Mar 20, 2026
Market value: $5,360,000
Projection: pv-2ca7a7dc25c6

Supporting case. A post-trade single-name weight breaches the mandate concentration limit. It is evaluated by the same engine as the flagship account, at one fixed point in time rather than as a stepped scenario.

Blocking

1 control blocks this rebalance

A hard stop or rebalance blocker that has not passed. Everything else can proceed in parallel.

CONCENTRATION-007FailRebalance blocker
Post-trade single-name and sector concentration
Due Mar 16, 2026, 18:40 UTC
HLIO finishes at 17.00% against a 15.00% single-name limit in mandate v1.0.
Owner
Portfolio Manager
Client impact
The account would sit outside the concentration limits agreed in the mandate.
Permitted resolution paths
- Inspect the impacted name or sector and compare an alternative
  Review the post-trade weight against the mandate limit and compare an alternative proposal.

Awaiting a named human

1 decision requires authorization

These do not block the work, but the rebalance cannot be released until an eligible role records a reasoned decision.

APPROVAL-010FailManual review required
Required human authorization
Due Mar 17, 2026, 06:40 UTC
Outstanding: Authorized release of the handoff package.
Owner
Compliance Officer
Client impact
No client impact. An internal authorization is outstanding.
Permitted resolution paths
- Record the outstanding authorizationPortfolio Manager approval
  Review the release package and record the approval with a reason. The approval binds to this exact projection.

Bellamy Concentrated Legacy SMA

1 control blocks this rebalance

Post-trade single-name and sector concentration

1 decision requires authorization

Required human authorization

Bellamy Concentrated Legacy SMA

1 control blocks this rebalance

Post-trade single-name and sector concentration

1 decision requires authorization

Required human authorization