Tindall Retirement Bridge SMA

SMA-6644 · Private Client Portfolio Operations (synthetic)

Blocked

1
Blocking: 1
Awaiting authorization: 0
Warnings carried

Strategy: US Large-Cap Direct Index
Mandate: v1.0
Model: 2026.03.1
Rebalance window: Mar 18, 2026 – Mar 20, 2026
Market value: $2,210,000
Projection: pv-a6068d0fcce3

Supporting case. The proposal leaves residual cash below the mandate minimum. It is evaluated by the same engine as the flagship account, at one fixed point in time rather than as a stepped scenario.

Blocking

1 control blocks this rebalance

A hard stop or rebalance blocker that has not passed. Everything else can proceed in parallel.

CASH-006FailRebalance blocker
Minimum cash and residual cash sufficiency
Due by Mar 16, 2026, 16:50 UTC
Residual cash of $66,173.20 is $66,426.80 below the mandate minimum of $132,600.00 (Client raised the standing cash floor ahead of a scheduled distribution (synthetic).).
Owner
Portfolio Manager
Client impact
The account could breach the cash buffer the client relies on for scheduled distributions.
Permitted resolution paths
- Adjust the proposed trade set
  Reduce buys or add sells and compare residual cash before and after.

Awaiting a named human

1 decision requires authorization

These do not block the work, but the rebalance cannot be released until an eligible role records a reasoned decision.

APPROVAL-010FailManual review required
Required human authorization
Due Mar 17, 2026, 04:50 UTC
Outstanding: Authorized release of the handoff package.
Owner
Compliance Officer
Client impact
No client impact. An internal authorization is outstanding.
Permitted resolution paths
- Record the outstanding authorizationPortfolio Manager approval
  Review the release package and record the approval with a reason. The approval binds to this exact projection.

Tindall Retirement Bridge SMA

1 control blocks this rebalance

Minimum cash and residual cash sufficiency

1 decision requires authorization

Required human authorization

Tindall Retirement Bridge SMA

1 control blocks this rebalance

Minimum cash and residual cash sufficiency

1 decision requires authorization

Required human authorization