Quill Household Managed Equity

SMA-1985 · Private Client Portfolio Operations (synthetic)

Blocked

1
Blocking: 1
Awaiting authorization: 0
Warnings carried

Strategy: US Large-Cap Direct Index
Mandate: v1.0
Model: 2026.03.1
Rebalance window: Mar 19, 2026 – Mar 20, 2026
Market value: $1,880,000
Projection: pv-b3794004ca6f

Supporting case. A transferred lot has no cost basis, so the projected realized result is unknown. It is evaluated by the same engine as the flagship account, at one fixed point in time rather than as a stepped scenario.

Blocking

1 control blocks this rebalance

A hard stop or rebalance blocker that has not passed. Everything else can proceed in parallel.

TAX-BASIS-003UnknownRebalance blocker
Cost basis usability on selected sell lots
Due Mar 16, 2026, 19:15 UTC
1 selected lot has no usable unit cost: NVEX LOT-SMA-1985-NVEX.
Owner
Operations Analyst
Client impact
The realized gain or loss reported to the client would be incomplete.
Permitted resolution paths
- Request the missing tax-lot data
  Ask the tax-lot ledger owner for a snapshot containing the missing basis, ingest it, then re-select lots and recompute the projected tax impact.
- Select eligible lots with confirmed basis
  Choose replacement lots that carry confirmed basis and recompute the projected realized result.
Clearing this unblocks 2 controls: GAIN-BUDGET-009, WASH-SALE-005

Awaiting a named human

1 decision requires authorization

These do not block the work, but the rebalance cannot be released until an eligible role records a reasoned decision.

APPROVAL-010FailManual review required
Required human authorization
Due Mar 17, 2026, 07:15 UTC
Outstanding: Authorized release of the handoff package.
Owner
Compliance Officer
Client impact
No client impact. An internal authorization is outstanding.
Permitted resolution paths
- Record the outstanding authorizationPortfolio Manager approval
  Review the release package and record the approval with a reason. The approval binds to this exact projection.

Not evaluated

2 controls could not run

These controls are withheld rather than passed. Each names the dependency it is waiting on.

GAIN-BUDGET-009Realized gain budgetNot evaluated: projected realized gain or loss is incomplete while selected lots have no usable cost basis.
WASH-SALE-005Wash-sale exposure on proposed loss realizationLoss realization cannot be determined while selected lots have no usable cost basis.

Quill Household Managed Equity

1 control blocks this rebalance

Cost basis usability on selected sell lots

1 decision requires authorization

Required human authorization

2 controls could not run

Quill Household Managed Equity

1 control blocks this rebalance

Cost basis usability on selected sell lots

1 decision requires authorization

Required human authorization

2 controls could not run